SEC Form 4 · accession 0001144204-17-047281
Cyalume Technologies Holdings, Inc. · CYLU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John G Meyer Jr.
Director
Period of report
Sep 8, 2017
Accepted (ET)
Sep 8, 2017 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001335293
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 8, 2017 | D | 915 | — | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $0.09 | Sep 8, 2017 | D | 165,000 | D | Feb 15, 2015 | Nov 21, 2024 | Common Stock | 165,000 | 0 | D |
| Stock Option (right to buy)F3 | $1.85 | Sep 8, 2017 | D | 15,000 | D | Jul 9, 2013 | Jul 9, 2023 | Common Stock | 15,000 | 0 | D |
| Stock Option (right to buy)F3 | $2.50 | Sep 8, 2017 | D | 7,500 | D | Jun 21, 2012 | Jun 21, 2022 | Common Stock | 7,500 | 0 | D |
| Stock Option (right to buy)F3 | $4.60 | Sep 8, 2017 | D | 50,000 | D | Jul 6, 2011 | Jul 6, 2021 | Common Stock | 50,000 | 0 | D |
| Stock Option (right to buy)F3 | $4.50 | Sep 8, 2017 | D | 7,500 | D | Jun 16, 2011 | Jun 16, 2021 | Common Stock | 7,500 | 0 | D |
| Stock Option (right to buy)F3 | $3.35 | Sep 8, 2017 | D | 25,000 | D | Jan 5, 2010 | Jan 5, 2020 | Common Stock | 25,000 | 0 | D |
Explanation of responses
- F1The shares were cancelled in the merger (the "Merger") effected pursuant to the Agreement and Plan of Merger, dated as of August 8, 2017, among the Issuer, CPS Performance Materials Merger Sub Corp. and CPS Performance Materials Corp., in exchange for a cash payment of $0.213837 per share (the "Common Per Share Merger Consideration").
- F2This option was cancelled in the Merger in exchange for a cash payment of $20,433, representing the difference between the per share exercise price of the option and the Common Per Share Merger Consideration.
- F3This option was cancelled in the Merger without payment, as the per share exercise price of the option was greater than the Common Per Share Merger Consideration.