SEC Form 4 · accession 0001144204-15-032348
Cyalume Technologies Holdings, Inc. · CYLU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James G Schleck
Director · 10% Owner
Period of report
May 15, 2015
Accepted (ET)
May 19, 2015 · 5:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001335293
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Convertible Preferred StockF1 | $0.1366 | May 15, 2015 | C | 20 | A | May 15, 2015 | — | Common Stock | 4,757 | 20 | I |
| Amended and Restated Promissory NoteF2 | $32.50 | May 15, 2015 | C | — | D | Nov 19, 2013 | May 18, 2015 | Series A Convertible Preferred Stock | 20 | 0 | I |
| Amended and Restated Promissory NoteF2 | $32.50 | May 15, 2015 | J | — | D | Nov 19, 2013 | May 18, 2015 | Series A Convertible Preferred Stock | 30,749 | 0 | I |
Explanation of responses
- F1The Series A Convertible Preferred Stock may be converted to Common Stock at any time that shares of the Series A Convertible Preferred Stock are outstanding.
- F2Amended and Restated Promissory Note dated November 19, 2013 made by Cyalume Technologies Holdings, Inc. in favor of JFC Technologies, LLC.
- F3On May 15, 2015, JFC Technologies, LLC converted $650 in original principal amount of the Amended and Restated Promissory Note dated November 19, 2013 into 20 shares of Series A Convertible Preferred Stock. On May 18, 2015, Cyalume Technologies Holdings, Inc. repaid the full balance of the Amended and Restated Promissory Note.