SEC Form 4 · accession 0001638599-18-000069
URANIUM ENERGY CORP · UEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pat Obara
Officer — CHIEF FINANCIAL OFFICER
Period of report
Jan 8, 2018
Accepted (ET)
Jan 10, 2018 · 8:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001334933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Jan 8, 2018 | M | 50,000 | $0.45 | A | 288,729 | D | |
| COMMON STOCKF1 | Jan 8, 2018 | F | 11,781 | $1.91 | D | 276,948 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OPTIONSF2 | $0.45 | Jan 8, 2018 | M | 50,000 | D | Apr 7, 2008 | Apr 7, 2018 | COMMON STOCK | 50,000 | 643,000 | D |
Explanation of responses
- F1The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 11,781 shares at a fair market value of $1.91 per share being equal to the exercise price, such that the Reporting Person was issued 38,219 shares.
- F2Granted pursuant to and in accordance with the Company stock incentive plan.