SEC Form 4 · accession 0001638599-17-000803
URANIUM ENERGY CORP · UEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent Della Volpe
Director
Period of report
Aug 22, 2017
Accepted (ET)
Aug 24, 2017 · 8:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001334933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Aug 22, 2017 | A | 15,000 | $1.28 | A | 24,807 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OPTIONS TO PURCHASEF1,F3,F2 | $1.28 | Aug 22, 2017 | A | 35,000 | A | Aug 22, 2017 | Aug 22, 2022 | COMMON STOCK | 35,000 | 425,000 | D |
Explanation of responses
- F1Granted pursuant to and in accordance with the stock option plan of the Company
- F2Options vest over an 24-month period (12.5% 3 and 6 months after grant; and 25% 12, 18 and 24 months after grant).
- F3In addition to the options to purchase 35,000 shares as disclosed above, the Reporting Person also holds options to purchase 175,000 shares at an exercise price of $1.32 per share expiring September 3, 2019; options to purchase 50,000 shares at an exercise price of $0.45 expiring April 7, 2018; options to purchase 100,000 shares at an exercise price of $0.45 per share expiring October 31, 2017; and options to purchase 65,000 option at an exercise price of $0.93 per share.