SEC Form 4/A · accession 0001437749-26-025285
URANIUM ENERGY CORP · UEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Amir Adnani
Officer — President and CEO · Director
Period of report
Jul 31, 2023
Accepted (ET)
Jul 31, 2026 · 9:22 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001334933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 31, 2023 | M | 133,333 | — | A | 3,928,361 | D | |
| Common StockF3 | Jul 31, 2023 | F | 71,334 | $3.12 | D | 3,857,027 | D | |
| Common StockF1 | Jul 31, 2023 | M | 78,488 | — | A | 3,935,515 | D | |
| Common StockF3 | Jul 31, 2023 | F | 41,992 | $3.21 | D | 3,893,523 | D | |
| Common StockF1 | Jul 31, 2023 | M | 48,040 | — | A | 3,941,563 | D | |
| Common StockF3 | Jul 31, 2023 | F | 25,702 | $3.32 | D | 3,915,861 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jul 31, 2023 | M | 133,333 | D | — | — | Common Stock | 133,333 | 301,098 | D |
| Restricted Stock UnitsF1,F4 | — | Jul 31, 2023 | M | 78,488 | D | — | — | Common Stock | 78,488 | 222,610 | D |
| Restricted Stock UnitsF1,F4 | — | Jul 31, 2023 | M | 48,040 | D | — | — | Common Stock | 48,040 | 174,570 | D |
| Restricted Stock UnitsF1,F6 | — | Jul 31, 2023 | A | 397,692 | A | — | — | Common Stock | 397,692 | 572,262 | D |
| Performance Based Restricted Stock UnitsF7,F8 | — | Jul 31, 2023 | A | 421,795 | A | — | — | Common Stock | 421,795 | 898,597 | D |
| Performance Stock OptionsF9 | $3.98 | Jul 31, 2023 | A | 114,915 | A | — | Jul 31, 2033 | Common Stock | 114,915 | 964,915 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
- F2This award has vested as to one-half of the Restricted Stock Units on the first anniversary of the grant date, with the remainder of the Restricted Stock Units to vest in equal installments on the first, second and third anniversary of the grant date.
- F3Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of this award.
- F4This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.
- F5Granted pursuant to and in accordance with the Issuer's 2023 Stock Incentive Plan.
- F6The Restricted Stock Units vest in three equal annual installments beginning July 31, 2024. Vested shares will be delivered to the reporting person no later than August 30th of each year.
- F7Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock.
- F8The Performance Based Restricted Stock Units vest 100% on July 31, 2026. Vested shares will be delivered to the reporting person no later than August 30th, 2026.
- F9Performance Options vest over 36-month period (33.33% 12, 24 and 36 months from the date of grant).