SEC Form 4 · accession 0001279569-16-004072
URANIUM ENERGY CORP · UEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Melbye
Officer — Executive Vice President
Period of report
Aug 2, 2016
Accepted (ET)
Aug 4, 2016 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001334933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Aug 2, 2016 | A | 25,000 | $0.93 | A | 112,431 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OPTIONS TO PURCHASEF1,F3,F2 | $0.93 | Aug 2, 2016 | A | 60,000 | A | Nov 2, 2016 | Aug 2, 2021 | COMMON STOCK | 60,000 | 660,000 | D |
Explanation of responses
- F1Granted pursuant to and in accordance with the Company's stock option plan
- F2Options vest over an 18-month period (25% 3 months after grant, 25% 6 months after grant, 25% 12 months after grant, 25% 18 months after grant).
- F3In addition to the options to purchase 60,000 shares as disclosed above, the Reporting Person also holds options to purchase 300,000 shares at an exercise price of $1.32 per share expiring September 3, 2019 and 300,000 shares at an exercise price of $0.98 per share expiring on January 12, 2021