SEC Form 4 · accession 0001279569-16-004070
URANIUM ENERGY CORP · UEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Spencer Abraham
Director
Period of report
Aug 2, 2016
Accepted (ET)
Aug 4, 2016 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001334933
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OPTIONS TO PURCHASEF1,F3,F2 | $0.93 | Aug 2, 2016 | A | 80,000 | A | Nov 2, 2016 | Aug 2, 2016 | COMMON STOCK | 80,000 | 1,180,000 | D |
Explanation of responses
- F1Granted pursuant to and in accordance with the Company's stock option plan
- F2Options vest over an 18-month period (25% 3 months after grant, 25% 6 months after grant, 25% 12 months after grant, 25% 18 months after grant).
- F3In addition to the options to purchase 80,000 shares as disclosed above, the Reporting Person also holds options to purchase 50,000 shares at an exercise price of $2.41 per share expiring January 15, 2023; 50,000 shares at an exercise price of $1.32 per share expiring on September 3, 2019; and 1,000,000 shares at an exercise price of $1.14 per share expiring October 14, 2020.