SEC Form 4 · accession 0001183740-15-000006
URANIUM ENERGY CORP · UEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William R Underdown Jr.
Officer — Vice President Production
Period of report
Dec 31, 2014
Accepted (ET)
Jan 5, 2015 · 8:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001334933
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to PurchaseF1,F2 | $2.40 | Dec 31, 2014 | D | 85,000 | D | Aug 26, 2009 | Aug 26, 2019 | Common Stock | 85,000 | 410,000 | D |
| Options to PurchaseF1,F2 | $2.43 | Dec 31, 2014 | D | 100,000 | D | Aug 13, 2010 | Aug 13, 2020 | Common Stock | 100,000 | 310,000 | D |
| Options to PurchaseF1,F2 | $2.78 | Dec 31, 2014 | D | 40,000 | D | Sep 26, 2011 | Sep 26, 2021 | Common Stock | 40,000 | 270,000 | D |
Explanation of responses
- F1The options were cancelled by mutual agreement of the Reporting Person and the Issuer.
- F2As a result of the cancellation, the Reporting Person now holds options to purchase: 270,000 shares at an exercise price of $1.32 per share expiring on September 3, 2019.