SEC Form 4 · accession 0001062993-16-007091
URANIUM ENERGY CORP · UEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Melbye
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Jan 12, 2016
Accepted (ET)
Jan 14, 2016 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001334933
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to PurchaseF1,F3,F2 | $0.98 | Jan 12, 2016 | A | 300,000 | A | Apr 12, 2016 | Jan 12, 2021 | Common Stock | 300,000 | 600,000 | D |
Explanation of responses
- F1Granted pursuant to and in accordance with the Issuer's stock incentive plan.
- F2Options vest over an 18-month period (25% 3 months after grant, 25% 6 months after grant, 25% 12 months after grant and the final 25% 18 months after grant).
- F3Including 300,000 options held by the Reporting Person prior to this acquisition.