SEC Form 4 · accession 0001144204-15-008790
Li3 Energy, Inc. · LIEG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
David George Wahl
Director
Period of report
Nov 14, 2014
Accepted (ET)
Feb 13, 2015 · 12:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001334699
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 14, 2014 | A | 252,101 | $0.00 | A | 2,171,405 | I | By Wahl Investments Inc. |
| Common StockF1,F2 | Feb 10, 2015 | A | 437,956 | $0.00 | A | 2,609,361 | I | By Wahl Investments Inc. |
| Common StockF3 | holding | — | — | — | 933,735 | I | By Southampton Associates Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Board of Directors of the Registrant approved the issuance of shares to the Reporting Person in lieu of director fees.
- F2The Reporting Person is the Principal of Wahl Investments Inc. ("Wahl Investments"). The Reporting Person may be deemed to beneficially own the securities held by Wahl Investments.
- F3The Reporting Person is the Principal of Southampton Associates Inc. ("Southampton Associates"). The Reporting Person may be deemed to beneficially own the securities held by Southampton Associates.