SEC Form 4 · accession 0001209191-16-101041
NCI, Inc. · NCIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James P Allen
Director
Period of report
Feb 18, 2016
Accepted (ET)
Feb 22, 2016 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001334478
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stock | Feb 18, 2016 | M | 15,000 | $4.04 | A | 15,000 | D | |
| Class A common stock | Feb 18, 2016 | M | 6,666 | $4.51 | A | 21,666 | D | |
| Class A common stock | Feb 18, 2016 | M | 1,666 | $9.52 | A | 23,332 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F1 | $4.04 | Feb 18, 2016 | M | 15,000 | D | Jun 6, 2012 | Jun 6, 2019 | Class A common stock | 15,000 | 0 | D |
| Stock option (right to buy)F1 | $4.51 | Feb 18, 2016 | M | 6,666 | D | Jun 5, 2013 | Jun 5, 2020 | Class A common stock | 6,666 | 3,334 | D |
| Stock option (right to buy)F1 | $9.52 | Feb 18, 2016 | M | 1,666 | D | Jun 11, 2014 | Jun 11, 2021 | Class A common stock | 1,666 | 3,334 | D |
Explanation of responses
- F1The date indicated is the grant date and the options vest in three equal annual installments beginning on such date.