SEC Form 4 · accession 0001209191-15-041672
NCI, Inc. · NCIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian J Clark
Officer — President · Director
Period of report
May 9, 2015
Accepted (ET)
May 12, 2015 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001334478
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stockF1 | May 9, 2015 | A | 20,000 | — | A | 83,250 | D | |
| Class A common stockF1 | May 9, 2015 | F | 3,560 | $11.10 | D | 79,690 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stock unitsF1,F2,F3 | — | May 9, 2015 | M | 20,000 | D | — | — | Class A common stock | 20,000 | 0 | D |
Explanation of responses
- F1On May 9, 2015, 20,000 of the Reporting Person's restricted stock units were settled for an equal number of shares of Class A Common Stock, and 3,560 of such shares were withheld by the Issuer as payment of the related tax liability.
- F2Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
- F3These restricted stock units vest in accordance with the following schedule: 25% vest on each of the first through the fourth anniversaries of the grant date, May 9, 2011.