SEC Form 4 · accession 0001686917-16-000002
PENN WEST PETROLEUM LTD. · OBE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ho Cheuk Fund
Other
Period of report
Sep 20, 2016
Accepted (ET)
Oct 12, 2016 · 9:51 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001334388
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 20, 2016 | S | 595,900 | $1.81 | D | 48,780,897 | D | |
| Common Stock | Sep 21, 2016 | S | 696,000 | $1.81 | D | 48,084,897 | D | |
| Common Stock | Sep 22, 2016 | S | 720,000 | $1.85 | D | 47,364,897 | D | |
| Common Stock | Sep 23, 2016 | S | 325,300 | $1.83 | D | 47,039,597 | D | |
| Common Stock | Sep 26, 2016 | S | 131,500 | $1.80 | D | 46,908,097 | D | |
| Common Stock | Sep 28, 2016 | S | 1,560,000 | $1.82 | D | 45,348,097 | D | |
| Common Stock | Sep 29, 2016 | S | 1,650,000 | $1.86 | D | 43,698,097 | D | |
| Common Stock | Sep 30, 2016 | S | 955,100 | $1.82 | D | 42,742,997 | D | |
| Common Stock | Oct 3, 2016 | S | 746,720 | $1.84 | D | 41,996,277 | D | |
| Common Stock | Oct 4, 2016 | S | 690,000 | $1.85 | D | 41,306,277 | D | |
| Common Stock | Oct 5, 2016 | S | 1,140,000 | $1.91 | D | 40,166,277 | D | |
| Common Stock | Oct 6, 2016 | S | 1,140,000 | $1.92 | D | 39,026,277 | D | |
| Common Stock | Oct 7, 2016 | S | 771,100 | $1.89 | D | 38,255,177 | D | |
| Common Stock | Oct 10, 2016 | S | 446,800 | $1.91 | D | 37,808,377 | D | |
| Common Stock | Oct 11, 2016 | S | 627,300 | $1.90 | D | 37,181,077 | D |
Table II — derivative securities
No Table II lines on this filing.