SEC Form 4 · accession 0001493152-18-015128
Coda Octopus Group, Inc. · CODA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Niels Soendergaard
10% Owner
Period of report
Oct 31, 2018
Accepted (ET)
Nov 2, 2018 · 2:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001334325
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 31, 2018 | C | 104,000 | $5.00 | A | 2,317,486 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares reported herewith by the reporting person were acquired as a result of the conversion of shares of Series C Convertible Preferred Stock at a conversion priceof $5.00 per share of common stock. No cash was paid in connection with the conversion.