SEC Form 4 · accession 0001493152-18-007340
Coda Octopus Group, Inc. · CODA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Steven Emerson
10% Owner
Period of report
May 15, 2018
Accepted (ET)
May 16, 2018 · 7:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001334325
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 15, 2018 | P | 31,854 | $3.998 | A | 409,971 | D | |
| Common Stock | May 16, 2018 | P | 17,324 | $4.00 | A | 427,295 | D | |
| Common Stock | holding | — | — | — | 138,776 | I | By J. Steven Emerson IRA R/O II | |
| Common Stock | holding | — | — | — | 126,685 | I | By J. Steven Emerson Roth IRA | |
| Common Stock | holding | — | — | — | 49,328 | I | By Brian Emerson IRA | |
| Common Stock | holding | — | — | — | 329,569 | I | By Emerson Partners | |
| Common Stock | holding | — | — | — | 8,286 | I | By Jill Meadows IRA | |
| Common Stock | holding | — | — | — | 8,286 | I | By Alleghany Meadows IRA |
Table II — derivative securities
No Table II lines on this filing.