SEC Form 4 · accession 0001250853-18-000144
Coda Octopus Group, Inc. · CODA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Oct 31, 2018
Accepted (ET)
Nov 20, 2018 · 7:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001334325
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Oct 31, 2018 | J | 26,200 | $0.00 | A | 1,012,569 | I | By Bryan Ezralow 1994 Trust dated December 22, 1994 |
| Common StockF3 | holding | — | — | — | 177,041 | I | By EZ MM&B Holdings, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pro rata distribution from a limited liability company of which the reporting person is a non-managing member.
- F2These shares are owned directly by the Bryan Ezralow 1994 Trust dated December 22, 1994, a ten percent beneficial owner of the Issuer, and indirectly by Bryan Ezralow as trustee of such Trust. Bryan Ezralow is a ten percent beneficial owner of the Issuer.
- F3The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.