SEC Form 4 · accession 0001010549-16-000584
Guitammer Co · GTMM.OB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Luden
Officer — President/Secretary · Director
Period of report
Apr 19, 2016
Accepted (ET)
Apr 22, 2016 · 1:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001334126
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 19, 2016 | P | 24,900 | $0.035 | A | 24,900 | D | |
| Common Stock, par value $0.001 per share | holding | — | — | — | 6,058,610 | D | ||
| Commomn Stock | holding | — | — | — | — | D | ||
| Common Stock | holding | — | — | — | — | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase Common StockF3,F1 | $0.075 | holding | — | — | — | Dec 4, 2015 | Dec 3, 2024 | Common Stock | 500,000 | 500,000 | I |
| Options to purchase Common Stock | $0.003 | holding | — | — | — | Jun 30, 2009 | Jun 29, 2019 | Common Stock | 1,390,851 | 1,390,851 | D |
| Options to purchase Common Stock | $0.003 | holding | — | — | — | Dec 15, 2010 | Dec 14, 2020 | Common Stock | 1,029,798 | 1,029,798 | D |
| Options to purchase Common Stock | $0.003 | holding | — | — | — | Dec 31, 2009 | Dec 30, 2019 | Common Stock | 168,041 | 168,041 | D |
| Options to purchase Common Stock | $0.02 | holding | — | — | — | Mar 1, 2008 | Feb 28, 2018 | Common Stock | 1,248,240 | 1,248,240 | D |
| Options to purchase Common Stock | $0.02 | holding | — | — | — | Mar 13, 2009 | Mar 12, 2019 | Common Stock | 4,492,960 | 4,492,960 | D |
| Options to purchase Common StockF1 | $0.25 | holding | — | — | — | Jan 26, 2013 | Jan 25, 2023 | Common Stock | 50,000 | 50,000 | I |
| Options to purchase Common StockF2 | $0.25 | holding | — | — | — | Nov 26, 2013 | Nov 25, 2023 | Common Stock | 3,000,000 | 300,000 | D |
Explanation of responses
- F1Options from 1/26/2012 and 12/04/2014 are property of wife Nancy Luden.
- F2Options vest over 3 years with 1/3 of total (or 1 million options) vesting 11/16/2013, 11/16/2014, and 11/16/2015.
- F3Options vest over 3 years with 1/3 of total (or 166,666 options) vesting 12/04/2015, 12/04/2016, and 12/04/2017.