SEC Form 4 · accession 0001209191-18-047962
Crocs, Inc. · CROX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel P Hart
Officer — Executive Vice President
Period of report
Aug 21, 2018
Accepted (ET)
Aug 22, 2018 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001334036
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 21, 2018 | M | 20,831 | $3.99 | A | 347,706 | D | |
| Common Stock | Aug 21, 2018 | S | 20,831 | $20.00 | D | 326,875 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $3.99 | Aug 21, 2018 | M | 20,831 | D | — | Jun 15, 2019 | Common Stock | 20,831 | 0 | D |
Explanation of responses
- F1The shares were sold pursuant to a sales plan adopted by the reporting person in June 2018 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
- F2The option is fully vested.