SEC Form 4 · accession 0001209191-18-037378
Crocs, Inc. · CROX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Rees
Officer — Chief Executive Officer
Period of report
Jun 11, 2018
Accepted (ET)
Jun 13, 2018 · 12:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001334036
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4 | Jun 11, 2018 | A | 209,067 | $0.00 | A | 642,492 | D | |
| Common StockF5 | holding | — | — | — | 289,205 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The restricted stock units vest based on the achievement of certain stock prices of the issuer during the four years after the grant date.
- F2Represents restricted stock units granted to the reporting person under the issuer's 2015 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the issuer's common stock.
- F3Includes 71,990 shares previously reported as held directly by the reporting person, which are currently held directly by the V&M REES REV. TRUST.
- F4Adjusted to reflect 401,154 restricted stock units that were cancelled as performance metrics relating to the vesting of the awards were not achieved.
- F5The reporting person is a trustee of the V&M REES REV. TRUST and exercises voting and investment power for the shares beneficially owned by the trust.