SEC Form 4 · accession 0001209191-16-114125
Crocs, Inc. · CROX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel P Hart
Officer — Executive Vice President
Period of report
Apr 11, 2016
Accepted (ET)
Apr 13, 2016 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001334036
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 11, 2016 | M | 50,000 | $3.99 | A | 301,390 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $3.99 | Apr 11, 2016 | M | 50,000 | D | — | Jun 15, 2019 | Common Stock | 50,000 | 20,831 | D |
Explanation of responses
- F1Twenty-five percent (25%) of the options vested and became exercisable on June 15, 2010. Thereafter, the remaining options vested and became exercisable in thirty-six (36) successive equal monthly installments upon the reporting person's completion of each additional month of continuous service with the issuer.