SEC Form 4 · accession 0001628280-26-049043
Equitable Holdings, Inc. · EQH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Pearson
Officer — President and CEO · Director
Period of report
Jul 20, 2026
Accepted (ET)
Jul 21, 2026 · 5:00 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001333986
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 20, 2026 | M | 27,200 | $23.18 | A | 793,103 | D | |
| Common StockF1,F3,F2 | Jul 20, 2026 | S | 39,564 | $48.5361 | D | 753,539 | D | |
| Common StockF1,F4,F2 | Jul 20, 2026 | S | 136 | $49.19 | D | 753,403 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F5 | $23.18 | Jul 20, 2026 | M | 27,200 | D | — | Feb 26, 2030 | Common Stock | 27,200 | 0 | D |
Explanation of responses
- F1The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.
- F2Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.
- F3This transaction was executed in multiple trades at prices ranging from $48.1400 to $49.1399. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.
- F4This transaction was executed in multiple trades at prices ranging from $49.1400 to $49.1900. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.
- F5Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.