SEC Form 4 · accession 0001628280-26-044909
Equitable Holdings, Inc. · EQH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Pearson
Officer — President and CEO · Director
Period of report
Jun 18, 2026
Accepted (ET)
Jun 23, 2026 · 4:23 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001333986
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 18, 2026 | M | 27,200 | $23.18 | A | 805,603 | D | |
| Common StockF1,F3,F2 | Jun 18, 2026 | S | 39,700 | $45.285 | D | 765,903 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F4 | $23.18 | Jun 18, 2026 | M | 27,200 | D | — | Feb 26, 2030 | Common Stock | 27,200 | 27,200 | D |
Explanation of responses
- F1The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.
- F2Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.
- F3This transaction was executed in multiple trades at prices ranging from $45.1000 to $45.6900. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.
- F4Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.