SEC Form 4 · accession 0001209191-18-037574
Equitable Holdings, Inc. · EQH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Winikoff
Officer — (See Remarks)
Period of report
Jun 11, 2018
Accepted (ET)
Jun 13, 2018 · 6:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001333986
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buyF1 | $21.34 | Jun 11, 2018 | A | 46,096 | A | — | Mar 1, 2028 | Common Stock | 46,096 | 46,096 | D |
Explanation of responses
- F1Grant of employee stock option under the AXA Equitable Holdings, Inc. 2018 Omnibus Incentive Plan exempt under Rule 16b-3. The option vests in three equal annual installments beginning on March 1, 2019.
Remarks
Senior Executive Vice President and Head of U.S. Life, Retirement and Wealth Management