SEC Form 4 · accession 0001209191-18-031462
Equitable Holdings, Inc. · EQH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Winikoff
Officer — (See Remarks)
Period of report
May 17, 2018
Accepted (ET)
May 18, 2018 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001333986
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 17, 2018 | A | 9,802 | $0.00 | A | 29,302 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock units under the AXA Equitable Holdings, Inc. 2018 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three equal annual installments beginning on March 1, 2019. Vested shares will be delivered to the reporting person within 30 days following the vesting date.
- F2Includes restricted stock units.
Remarks
Senior Executive Vice President and Head of U.S. Life, Retirement and Wealth Management