SEC Form 4 · accession 0001209191-17-066201
Casa Systems Inc · CASA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph S Tibbetts Jr.
Director
Period of report
Dec 15, 2017
Accepted (ET)
Dec 18, 2017 · 5:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001333835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 15, 2017 | A | 23,076 | $0.00 | A | 23,076 | D | |
| Common StockF2 | Dec 15, 2017 | A | 11,538 | $0.00 | A | 34,614 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of 23,076 restricted stock units ("RSUs") awarded to the Reporting Person. Each RSU represents the right to receive one share of common stock upon vesting. The RSUs will vest as to 8.33333% of the original number of shares at the end of each three-month period following November 13, 2017.
- F2Consists of 11,538 restricted stock units ("RSUs") awarded to the Reporting Person. Each RSU represents the right to receive one share of common stock upon vesting. The RSUs will vest as to 100% of the original number of shares on November 13, 2018.