SEC Form 3 · accession 0000899243-17-028705
Casa Systems Inc · CASA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Dec 13, 2017
Accepted (ET)
Dec 14, 2017 · 5:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001333835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | holding | — | — | — | 2,642,900 | I | Through wholly-owned subsidiary |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B PreferredF1,F2,F3 | — | holding | — | — | — | — | — | Common Stock | 1,789,970 | — | I |
Explanation of responses
- F1The Common Shares of the Issuer ("Common Shares") are held of record by Liberty Global Ventures Holding B.V., a wholly owned subsidiary of Liberty Global plc.
- F2This report on Form 3 is filed jointly by Liberty Global plc and Liberty Global Ventures Holding B.V.
- F3The Series B Preferred Stock is convertible at any time at the holder's election, on a 10 for one basis and, in any event, will convert upon the closing of the Issuer's initial public offering