SEC Form 4 · accession 0001144204-15-030179
Dealertrack Technologies, Inc · TRAK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D Foy
Director
Period of report
May 11, 2015
Accepted (ET)
May 13, 2015 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001333513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 11, 2015 | M | 2,500 | $20.71 | A | 42,988 | D | |
| Common StockF3,F1 | May 11, 2015 | S | 2,500 | $42.6304 | D | 40,488 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $20.71 | May 11, 2015 | M | 2,500 | D | Sep 19, 2009 | Sep 19, 2015 | Common Stock | 2,500 | 27,500 | D |
Explanation of responses
- F1Includes 3,404 restricted stock units and 23,448 deferred restricted stock units.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 9, 2015.
- F3This transaction was executed in multiple trades at prices ranging from $42.29 to $42.91. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.