SEC Form 4 · accession 0001144204-15-014595
Dealertrack Technologies, Inc · TRAK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Douglas Jacobs
Officer — EVP, CFO and CAO
Period of report
Mar 4, 2015
Accepted (ET)
Mar 6, 2015 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001333513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 4, 2015 | M | 10,284 | $11.76 | A | 64,108 | D | |
| Common StockF3,F1 | Mar 4, 2015 | S | 10,284 | $40.0666 | D | 53,824 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $11.76 | Mar 4, 2015 | M | 10,284 | D | Jan 27, 2013 | Jan 26, 2016 | Common Stock | 10,284 | 11,000 | D |
Explanation of responses
- F1Includes 25,098 restricted stock units.
- F2The sales reported in this form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2014.
- F3This transaction was executed in multiple trades at prices ranging from $40.00 to $40.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.