SEC Form 4 · accession 0001144204-15-002804
Dealertrack Technologies, Inc · TRAK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard McLeer
Officer — EVP, CIO and Services
Period of report
Jan 15, 2015
Accepted (ET)
Jan 20, 2015 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001333513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 15, 2015 | M | 1,600 | $11.76 | A | 31,693 | D | |
| Common StockF2,F1 | Jan 15, 2015 | S | 1,600 | $40.135 | D | 30,093 | D | |
| Common StockF1 | Jan 16, 2015 | M | 1,633 | $11.76 | A | 31,726 | D | |
| Common StockF4,F1 | Jan 16, 2015 | S | 1,633 | $40.002 | D | 30,093 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $11.76 | Jan 15, 2015 | M | 1,600 | D | Jan 27, 2009 | Jan 26, 2016 | Common | 1,600 | 13,450 | D |
| Non-Qualified Stock Option (right to buy) | $11.76 | Jan 16, 2015 | M | 1,633 | D | Jan 27, 2009 | Jan 26, 2016 | Common | 1,633 | 11,817 | D |
Explanation of responses
- F1Includes 21,132 restricted stock units.
- F2This transaction was executed in multiple trades at prices ranging from $40.00 to $40.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3The sales reported in this form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2014.
- F4This transaction was executed in multiple trades at prices ranging from $40.00 to $40.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.