SEC Form 4 · accession 0001144204-15-000462
Dealertrack Technologies, Inc · TRAK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Douglas Jacobs
Officer — EVP, CFO and CAO
Period of report
Jan 2, 2015
Accepted (ET)
Jan 5, 2015 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001333513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2015 | M | 2,000 | $12.92 | A | 43,012 | D | |
| Common StockF3,F1 | Jan 2, 2015 | S | 2,000 | $44.0187 | D | 41,012 | D | |
| Common StockF1 | Jan 2, 2015 | M | 10,000 | $20.68 | A | 51,012 | D | |
| Common StockF4,F1 | Jan 2, 2015 | S | 10,000 | $43.997 | D | 41,012 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $12.92 | Jan 2, 2015 | M | 2,000 | D | May 26, 2005 | May 26, 2015 | Common Stock | 2,000 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $20.68 | Jan 2, 2015 | M | 10,000 | D | Jan 27, 2006 | Jan 26, 2016 | Common | 10,000 | 10,000 | D |
Explanation of responses
- F1Includes 22,576 restricted stock units.
- F2The sales reported in this form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2014.
- F3This transaction was executed in multiple trades at prices ranging from $43.51 to $45.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $43.42 to $45.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.