SEC Form 4 · accession 0001571049-17-006769
MERCER INTERNATIONAL INC. · MERC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter R Kellogg
10% Owner
Period of report
Jul 13, 2017
Accepted (ET)
Jul 17, 2017 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001333274
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 13, 2017 | P | 33,026 | $11.496 | A | 1,500,000 | I | Via Bermuda Partners |
| Common StockF2 | Jul 14, 2017 | P | 15,000 | $11.50 | A | 1,307,500 | I | Via Spouse |
| Common Stock | Jul 14, 2017 | P | 20,000 | $11.55 | A | 205,000 | I | Via E.G. Anderson Inc. |
| Common Stock | Jul 14, 2017 | P | 420 | $11.50 | A | 205,420 | I | Via E.G. Anderson Inc. |
| Common Stock | Jul 14, 2017 | P | 25,000 | $11.55 | A | 150,000 | I | Via Peter and Cynthia Kellogg Foundation |
| Common Stock | holding | — | — | — | 150,000 | D | ||
| Common Stock | holding | — | — | — | 100,000 | I | Via Non Marital PRK Trust | |
| Common Stock | holding | — | — | — | 54,000 | I | Via Mill River Farm | |
| Common Stock | holding | — | — | — | 20,000 | I | Via C. Kellogg & P Kellogg TTEE U/W Charles A Kirkland Trust | |
| Common Stock | holding | — | — | — | 13,461,837 | I | Via IAT Insurance Co. Ltd. | |
| Common Stock | holding | — | — | — | 35,000 | I | Via the Myth and Barnegat Restoration Society, Inc. | |
| Common Stock | holding | — | — | — | 5,000 | I | Via C. Kellogg & P Kellogg TTEE U/W Anne Kirkland Trust | |
| Common Stock | holding | — | — | — | 1,000 | I | Via Cardia Company Inc. | |
| Common Stock | holding | — | — | — | 100,000 | I | Via Acceptance Casualty | |
| Common Stock | holding | — | — | — | 225,000 | I | Via Acceptance Indemnity | |
| Common Stock | holding | — | — | — | 1,000,000 | I | Via Harco | |
| Common Stock | holding | — | — | — | 503,030 | I | Via Occidental | |
| Common Stock | holding | — | — | — | 538,426 | I | Via Transguard | |
| Common Stock | holding | — | — | — | 628,030 | I | Via Wilshire |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $11.425 to $11.475. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $11.525 to $11.55. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.