SEC Form 4 · accession 0001571049-17-004471
MERCER INTERNATIONAL INC. · MERC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Peter R Kellogg
10% Owner
Period of report
May 2, 2017
Accepted (ET)
May 4, 2017 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001333274
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 2, 2017 | P | 4,464 | $11.847 | A | 75,536 | I | Via Non Marital PRK Trust |
| Common Stock | May 2, 2017 | P | 1,422 | $11.845 | A | 1,259,999 | I | Via Spouse |
| Common Stock | May 2, 2017 | P | 2,131 | $11.75 | A | 1,284,000 | I | Via Bermuda Partners |
| Common StockF2 | May 2, 2017 | P | 1,800 | $11.792 | A | 53,800 | I | Via Mill River Farm |
| Common Stock | holding | — | — | — | 123,790 | D | ||
| Common Stock | holding | — | — | — | 20,000 | I | Via C. Kellogg & P Kellogg TTEE U/W Charles A Kirkland Trust | |
| Common Stock | holding | — | — | — | 13,461,737 | I | Via IAT ReInsurance Co. Ltd. | |
| Common Stock | holding | — | — | — | 125,000 | I | Via E.G. Anderson Inc. | |
| Common Stock | holding | — | — | — | 35,000 | I | Via the Myth and Barnegat Restoration Society, Inc. | |
| Common Stock | holding | — | — | — | 5,000 | I | Via C. Kellogg & P Kellogg TTEE U/W Anne Kirkland Trust | |
| Common Stock | holding | — | — | — | 1,000 | I | Via Cardia Company Inc. | |
| Common Stock | holding | — | — | — | 100,000 | I | Via Acceptance Casualty | |
| Common Stock | holding | — | — | — | 225,000 | I | Via Acceptance Indemnity | |
| Common Stock | holding | — | — | — | 1,000,000 | I | Via Harco | |
| Common Stock | holding | — | — | — | 503,030 | I | Via Occidental | |
| Common Stock | holding | — | — | — | 100,000 | I | Via Peter and Cynthia Kellogg Foundation | |
| Common Stock | holding | — | — | — | 538,426 | I | Via Transguard | |
| Common Stock | holding | — | — | — | 628,030 | I | Via Wilshire |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $11.80 to $11.85. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $11.75 to $11.845. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.