SEC Form 4 · accession 0001571049-16-018779
MERCER INTERNATIONAL INC. · MERC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter R Kellogg
10% Owner
Period of report
Oct 11, 2016
Accepted (ET)
Oct 13, 2016 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001333274
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 11, 2016 | P | 5,000 | $8.32 | A | 5,000 | I | Via E.G. Anderson Inc. |
| Common StockF1 | Oct 12, 2016 | P | 60,000 | $8.2626 | A | 65,000 | I | Via E.G. Anderson Inc. |
| Common Stock | Oct 12, 2016 | P | 2,800 | $8.20 | A | 2,800 | I | Via the Myth and Barnegat Restoration Society, Inc. |
| Common Stock | Oct 12, 2016 | P | 3,500 | $8.1776 | A | 3,500 | I | Via C. Kellogg & P Kellogg TTEE U/W Charles A Kirkland Trust |
| Common StockF2 | Oct 12, 2016 | P | 4,400 | $8.2136 | A | 4,400 | I | Via C. Kellogg & P Kellogg TTEE U/W Anne Kirkland Trust |
| Common Stock | Oct 12, 2016 | P | 1,000 | $8.26 | A | 1,000 | I | Via Cardia Company Inc. |
| Common Stock | holding | — | — | — | 16,319,954 | I | Via IAT ReInsurance Co. Ltd. | |
| Common Stock | holding | — | — | — | 2,649,109 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $8.22 to $8.32, inclusive. The reporting person undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.
- F2The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $8.20 to $8.22, inclusive. The reporting person undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.