SEC Form 4/A · accession 0001486247-19-000001
MERCER INTERNATIONAL INC. · MERC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Genevieve Stannus
Officer — Treasurer
Period of report
Feb 20, 2018
Accepted (ET)
Feb 14, 2019 · 6:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001333274
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3,F4 | Feb 20, 2018 | M | 3,843 | $0.00 | A | 29,618 | D | |
| Common StockF2,F3,F4 | Feb 20, 2018 | F | 1,922 | $13.20 | D | 27,696 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Share UnitsF5 | $0.00 | Feb 20, 2018 | A | 3,843 | A | — | — | Common Stock | 3,843 | 3,843 | D |
| Performance Share UnitsF1 | $0.00 | Feb 20, 2018 | M | 3,843 | D | — | — | Common Stock | 3,843 | 0 | D |
Explanation of responses
- F1Represents the conversion of vested performance share units ("PSUs").
- F2Represents the average of the intraday high and low trading price on February 20, 2018.
- F3The original Form 4, filed on February 22, 2018, is being amended hereby solely to correct an administrative error as the original filing did not include 3,067 shares of common stock held indirectly by the Reporting Person in the total amount of securities beneficially owned following the reported transaction under Item 5.
- F4Includes 3,067 shares of common stock held indirectly in a tax free savings account.
- F5Represents the vesting on February 20, 2018 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2015 to 2017 performance period.