SEC Form 4/A · accession 0001333294-15-000001
MERCER INTERNATIONAL INC. · MERC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David Michael Cooper
Officer — VP Sales & Marketing Europe
Period of report
Mar 12, 2009
Accepted (ET)
Mar 10, 2015 · 1:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001333274
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Mar 12, 2009 | P | 9,090 | $0.55 | A | 9,090 | I | By Daughter |
| Common StockF1,F2,F3 | Sep 8, 2009 | S | 3,000 | $3.50 | D | 6,090 | I | By Daughter |
| Common StockF1,F2,F3 | Sep 3, 2010 | S | 3,000 | $5.25 | D | 3,090 | I | By Daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4/A amends three Form 4s originally filed on behalf of the reporting person on March 16, 2009, September 9, 2009 and September 7, 2010.
- F2In the Form 4 filed on March 16, 2009, 30,000 unexercised stock options granted to the reporting person on July 27, 2005 were incorrectly classified as 30,000 common shares and included in "Item 5. Amount of Securities Beneficially Owned Following Reported Transaction(s)". This incorrect classification was subsequently carried forward on the Form 4s filed on September 9, 2009 and September 7, 2010, respectively.
- F3The reported purchase of 9,090 common shares on March 12, 2009 and the reported sales of 3,000 common shares on each of September 9, 2009 and September 7, 2010, respectively, were incorrectly classified in "Item 6. Ownership" as "D" (direct holdings of the reporting person), rather than "I", when such shares, all of which were purchased and sold by the reporting person's adult daughter, were not beneficially owned by the reporting person. The reporting person disclaims beneficial ownership of such shares and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.