SEC Form 4 · accession 0001144204-17-052034
MERCER INTERNATIONAL INC. · MERC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter R Kellogg
10% Owner
Period of report
Oct 6, 2017
Accepted (ET)
Oct 11, 2017 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001333274
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 6, 2017 | P | 200,000 | $11.95 | A | 475,000 | I | Via Peter and Cynthia Kellogg Foundation |
| Common Stock | Oct 6, 2017 | P | 200,000 | $11.95 | A | 300,000 | I | Via Non Marital PRK Trust |
| Common Stock | Oct 10, 2017 | P | 258,743 | $12.4937 | A | 408,743 | D | |
| Common Stock | Oct 10, 2017 | P | 500,000 | $12.4937 | A | 1,882,500 | I | Via Spouse |
| Common Stock | Oct 10, 2017 | P | 500,000 | $12.4937 | A | 975,000 | I | Via Peter and Cynthia Kellogg Foundation |
| Common Stock | Oct 10, 2017 | P | 500,000 | $12.4937 | A | 800,000 | I | Via Non Marital PRK Trust |
| Common Stock | Oct 10, 2017 | P | 500,000 | $12.4937 | A | 2,000,000 | I | Via Bermuda Partners |
| Common Stock | holding | — | — | — | 210,000 | I | Via E.G. Anderson Inc. | |
| Common Stock | holding | — | — | — | 13,473,014 | I | Via IAT Insurance Co. Ltd. | |
| Common Stock | holding | — | — | — | 54,000 | I | Via Mill River Farm | |
| Common Stock | holding | — | — | — | 20,000 | I | Via C. Kellogg & P Kellogg TTEE U/W Charles A Kirkland Trust | |
| Common Stock | holding | — | — | — | 35,000 | I | Via the Myth and Barnegat Restoration Society, Inc. | |
| Common Stock | holding | — | — | — | 5,000 | I | Via C. Kellogg & P Kellogg TTEE U/W Anne Kirkland Trust | |
| Common Stock | holding | — | — | — | 1,000 | I | Via Cardia Company Inc. | |
| Common Stock | holding | — | — | — | 100,000 | I | Via Acceptance Casualty | |
| Common Stock | holding | — | — | — | 225,000 | I | Via Acceptance Indemnity | |
| Common Stock | holding | — | — | — | 1,000,000 | I | Via Harco | |
| Common Stock | holding | — | — | — | 503,030 | I | Via Occidental | |
| Common Stock | holding | — | — | — | 538,426 | I | Via Transguard | |
| Common Stock | holding | — | — | — | 628,030 | I | Via Wilshire |
Table II — derivative securities
No Table II lines on this filing.