SEC Form 4 · accession 0001246360-15-003029
NxStage Medical, Inc. · NXTM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph E Turk Jr.
Officer — President
Period of report
Sep 9, 2015
Accepted (ET)
Sep 11, 2015 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001333170
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 9, 2015 | M | 1,000 | $9.96 | A | 110,163 | D | |
| Common Stock | Sep 9, 2015 | M | 339 | $2.11 | A | 110,502 | D | |
| Common Stock | Sep 9, 2015 | S | 2,839 | $16.54 | D | 107,663 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $9.96 | Sep 9, 2015 | M | 1,000 | D | Apr 3, 2010 | Mar 2, 2017 | Common Stock | 1,000 | 29,561 | D |
| Stock Option (Right to Buy) | $2.11 | Sep 9, 2015 | M | 339 | D | Apr 5, 2009 | Mar 4, 2016 | Common Stock | 339 | 6,855 | D |
Explanation of responses
- F1This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2015.