SEC Form 4 · accession 0001225208-17-013169
Seaspan CORP · SSW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L Sokol
Director
Period of report
Jul 28, 2017
Accepted (ET)
Aug 2, 2017 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001332639
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common SharesF1 | Jul 28, 2017 | A | 1,000,000 | $6.00 | A | 1,010,941 | D | |
| Class A Common SharesF2 | Jul 28, 2017 | A | 1,000,000 | $0.00 | A | 2,010,941 | D | |
| Class A Common SharesF3 | Jul 28, 2017 | J | 1,000,000 | $0.00 | A | 3,010,941 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person purchased these shares pursuant to a Share Subscription Agreement dated July 28, 2017.
- F2This stock grant was fully vested on the date of grant.
- F3These shares were transferred to the Reporting Person by Deep Water Holdings, LLC for no consideration.