SEC Form 3 · accession 0001225208-17-012405
Seaspan CORP · SSW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Spivak
Officer — Chief Financial Officer
Period of report
Jun 30, 2017
Accepted (ET)
Jul 6, 2017 · 9:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001332639
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common SharesF1,F2 | holding | — | — | — | 4,226 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Share UnitsF1,F3 | $0.00 | holding | — | — | — | Jan 1, 2018 | — | Class A Common Shares | 30,000 | — | D |
Explanation of responses
- F1This report is a voluntary filing.
- F2Includes 3,350 Class A Common Shares subject to an award under the Seaspan Ship Management Ltd. Amended Employee Cash and Share Bonus Plan, of which 1,675 shares will be issued on June 30, 2018 and 1,675 shares will be issued on June 30, 2019.
- F3This award of Phantom Share Units was granted on March 8, 2017, and vests in three installments after the date of grant. 10,000 units will vest on each of January 1, 2018, January 1, 2019, and January 1, 2020. Once vested, the units subject to this award are exchangeable for the Company's Class A Common Shares on a one-for-one basis upon notice to the Company by the Reporting Person.
Remarks
spivakpoa.txt