SEC Form 3 · accession 0001225208-17-012402
Seaspan CORP · SSW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jude Correa
Officer — VP, Risk & Insurance, SSML
Period of report
Jun 30, 2017
Accepted (ET)
Jul 6, 2017 · 9:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001332639
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common SharesF1,F2 | holding | — | — | — | 14,759 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1,F3 | $26.50 | holding | — | — | — | — | Dec 31, 2017 | Class A Common Shares | 17,177 | — | D |
Explanation of responses
- F1This report is a voluntary filing.
- F2Includes 2,898 Class A Common Shares subject to an award under the Seaspan Ship Management Ltd. Amended Employee Cash and Share Bonus Plan, of which 1,793 shares will be issued on June 30, 2018 and 1,105 shares will be issued on June 30, 2019.
- F3The shares subject to the Stock Appreciation Right vest and become exercisable when and if the Fair Market Value of the Company's Class A Common Shares equals or exceeds the shown price for any 20 consecutive trading days on or before the Expiration Date.
Remarks
correapoa.txt