SEC Form 4 · accession 0001332349-19-000052
Brookdale Senior Living Inc. · BKD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dawn L Kussow
Officer — SVP & Chief Accounting Officer
Period of report
Feb 27, 2019
Accepted (ET)
Mar 1, 2019 · 6:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001332349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 27, 2019 | D | 2,211 | $0.00 | D | 70,369 | D | |
| Common StockF2 | Feb 27, 2019 | F | 3,119 | $6.91 | D | 67,250 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the forfeiture of a portion of the restricted shares granted to the reporting person in 2016 due to the failure to achieve performance goals established by the Compensation Committee.
- F2Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock previously granted to the reporting person.