SEC Form 4 · accession 0001332349-19-000038
Brookdale Senior Living Inc. · BKD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dawn L Kussow
Officer — SVP & Chief Accounting Officer
Period of report
Feb 11, 2019
Accepted (ET)
Feb 13, 2019 · 8:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001332349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 11, 2019 | A | 16,306 | $0.00 | A | 67,145 | D | |
| Common StockF2 | Feb 11, 2019 | A | 4,076 | $0.00 | A | 71,221 | D | |
| Common StockF2 | Feb 11, 2019 | A | 1,359 | $0.00 | A | 72,580 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of time-based vesting restricted common stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan (the "2014 Plan").
- F2Grant of performance-based vesting restricted common stock under the 2014 Plan. The number of shares that will vest will be based on achievement of performance goals established by the Compensation Committee. Any performance-based shares that do not vest at the conclusion of the applicable performance period will be forfeited.