SEC Form 4 · accession 0001332349-18-000128
Brookdale Senior Living Inc. · BKD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven E Swain
Officer — EVP & Chief Financial Officer
Period of report
Sep 10, 2018
Accepted (ET)
Sep 12, 2018 · 6:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001332349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 10, 2018 | A | 53,249 | $0.00 | A | 53,249 | D | |
| Common StockF2 | Sep 10, 2018 | A | 53,248 | $0.00 | A | 106,497 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted common stock under the Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan, as amended and restated. The shares are eligible to vest ratably in four annual installments beginning on November 19, 2019, subject to continued employment.
- F2Grant of restricted common stock under the Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan, as amended and restated. The shares are eligible to vest on February 27, 2021, subject to continued employment and the satisfaction of performance goals established by the Compensation Committee.