SEC Form 4 · accession 0001332349-18-000070
Brookdale Senior Living Inc. · BKD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lucinda M Baier
Officer — President and CEO · Director
Period of report
Mar 5, 2018
Accepted (ET)
Mar 6, 2018 · 6:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001332349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 5, 2018 | A | 207,469 | $0.00 | A | 605,403 | D | |
| Common StockF2 | Mar 5, 2018 | A | 207,469 | $0.00 | A | 812,872 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted common stock under the Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan, as amended and restated. The shares are eligible to vest ratably in four annual installments beginning on February 27, 2019, subject to continued employment.
- F2Grant of restricted common stock under the Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan, as amended and restated. The shares are eligible to vest on February 27, 2021, subject to continued employment and the satisfaction of performance goals established by the Compensation Committee.