SEC Form 4 · accession 0001332349-18-000059
Brookdale Senior Living Inc. · BKD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lucinda M Baier
Officer — President and CEO · Director
Period of report
Feb 27, 2018
Accepted (ET)
Feb 28, 2018 · 9:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001332349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 27, 2018 | F | 6,471 | $6.81 | D | 382,934 | D | |
| Common StockF2 | Feb 27, 2018 | P | 15,000 | $6.94 | A | 397,934 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock previously granted to the reporting person.
- F2This transaction was executed in multiple trades at prices ranging from $6.83 to $7.01. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.