SEC Form 4/A · accession 0001140361-17-011671
Brookdale Senior Living Inc. · BKD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
H Todd Kaestner
Officer — Executive Vice President
Period of report
Feb 27, 2017
Accepted (ET)
Mar 10, 2017 · 6:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001332349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 27, 2017 | F | 2,840 | $14.63 | D | 132,304 | D | |
| Common StockF3 | Feb 27, 2017 | D | 4,874 | $0.00 | D | 127,430 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock previously granted to the reporting person.
- F2On March 1, 2017, due to clerical error, the reporting person inadvertently filed an incorrect version of the Form 4 amended hereby, which omitted the transactions and holdings reported herein and incorrectly reported the grants of an aggregate of 23,585 shares of restricted common stock under the Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan. Such grants had previously been reported by the reporting person on a Form 4 filed on February 15, 2017.
- F3Represents the forfeiture of a portion of the restricted shares granted to the reporting person in 2014 due to the failure to achieve performance goals established by the Compensation Committee.