SEC Form 4 · accession 0001140361-17-010087
Brookdale Senior Living Inc. · BKD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George T Hicks
Officer — EVP & Treasurer
Period of report
Feb 27, 2017
Accepted (ET)
Mar 1, 2017 · 7:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001332349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 27, 2017 | F | 2,858 | $14.63 | D | 203,532 | D | |
| Common StockF2 | Feb 27, 2017 | D | 4,874 | $0.00 | D | 198,658 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock previously granted to the reporting person.
- F2Represents the forfeiture of a portion of the restricted shares granted to the reporting person in 2014 due to the failure to achieve performance goals established by the Compensation Committee.