SEC Form 4 · accession 0001140361-17-007809
Brookdale Senior Living Inc. · BKD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William G. Petty Jr.
Director
Period of report
Feb 13, 2017
Accepted (ET)
Feb 15, 2017 · 7:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001332349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 13, 2017 | A | 6,738 | $0.00 | A | 44,471 | D | |
| Common StockF2 | holding | — | — | — | 400 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of unrestricted shares of Common Stock under the Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan.
- F2These shares are held in a trust for which the reporting person is trustee and the reporting person's daughter is the beneficiary. The reporting person disclaims beneficial ownership of these securities, and the filing of this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of section 16 of the Act or for any other purpose.