SEC Form 4 · accession 0001140361-16-055859
Brookdale Senior Living Inc. · BKD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glenn O. Maul
Officer — EVP & Chief People Officer
Period of report
Feb 26, 2016
Accepted (ET)
Mar 1, 2016 · 6:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001332349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 26, 2016 | A | 14,493 | $0.00 | A | 98,137 | D | |
| Common StockF3 | Feb 26, 2016 | A | 14,493 | $0.00 | A | 112,630 | D | |
| Common StockF4 | Feb 27, 2016 | F | 3,221 | $14.49 | D | 109,409 | D | |
| Common StockF5 | Feb 27, 2016 | D | 4,897 | $0.00 | D | 104,512 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of time-based vesting restricted common stock under the Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan (the "2014 Plan").
- F2Includes an aggregate of 194 shares of common stock acquired under the issuer's Associate Stock Purchase Plan since the date of the reporting person's last report.
- F3Grant of performance-based vesting restricted common stock under the 2014 Plan. Vesting will be based on achievement of performance goals established by the Compensation Committee. Any performance-based shares that do not vest at the conclusion of the applicable performance period will be forfeited.
- F4Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock previously granted to the reporting person.
- F5Represents the forfeiture of a portion of the restricted shares granted to the reporting person in 2013 due to the failure to achieve performance goals established by the Compensation Committee.