SEC Form 4 · accession 0001140361-16-052487
Brookdale Senior Living Inc. · BKD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George T Hicks
Officer — Executive Vice President
Period of report
Feb 12, 2016
Accepted (ET)
Feb 12, 2016 · 7:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001332349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 12, 2016 | P | 15,000 | $11.77 | A | 163,639 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 144 shares, with the reporting person's sale of 144 shares of common stock on September 14, 2015. The reporting person has voluntarily disgorged to the issuer the full amount of the profit realized in connection with the short-swing transaction.
- F2This transaction was executed in multiple trades at prices ranging from $11.75 to $11.78. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.